FREE EMAIL WATCHDOG

Get free email notifications about news in Helms Thomas F. Jr..

The service is free and you can unsubscribe at any time.

General | Filings (7)

Helms Thomas F. Jr. SEC Filing Form 3 2/2017, submited: 2017-06-19

<< back to list of filings

Form 3

A document that must be filed with the Securities and Exchange Commission (SEC) by an insider affiliated with a public company's operation or by any investor owning 10% or more of the company's outstanding shares

This document must be filed with the SEC no later than 10 days after an insider becomes affiliated with a company, and it must be filed for each company in which a person is an insider, regardless of whether or not the insider has an equity position in the company at that time.

SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Helms Thomas F. Jr.

(Last) (First) (Middle)
STANDARD DIVERSIFIED OPPORTUNITIES INC.
1521 CONCORD PIKE, SUITE 301

(Street)
WILMINGTON DE 19803

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/09/2017
3. Issuer Name and Ticker or Trading Symbol
STANDARD DIVERSIFIED OPPORTUNITIES INC. [ SDOPA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 372,624 D
Class B Common Stock 372,624 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Thomas F. Helms 06/19/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Helms Thomas F. Jr. Latest filings

Filing dateCompanyFormQuarterYear
2017-06-19Helms Thomas F. Jr.322017view
2017-06-05Helms Thomas F. Jr.422017view
2016-12-19Helms Thomas F. Jr.442016view
2016-12-14Helms Thomas F. Jr.442016view
2016-09-16Helms Thomas F. Jr.432016view
2016-05-16Helms Thomas F. Jr.422016view
2016-05-10Helms Thomas F. Jr.322016view